| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2022-10-24 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2015-08-24 | 2022-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2011-05-03 | 2014-09-17 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-05-03 | 2014-09-17 |
| Rep | 证券交易 | 2011-05-03 | 2014-09-17 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2007-01-18 | 2008-08-13 |