| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CVP Capital Limited (HK) | Rep | 就机构融资提供意见 | 2014-11-13 | 2015-05-18 |
| Rep | 就证券提供意见 | 2014-11-13 | 2015-05-18 | |
| Rep | 证券交易 | 2014-11-13 | 2015-05-18 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-11-14 | 2012-03-22 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-20 | 2012-03-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-04-15 | 2012-03-22 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-04-15 | 2010-09-20 |