| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-12-02 | 2013-03-23 |
| Rep | 证券交易 | 2011-04-14 | 2013-03-23 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2007-11-05 | 2010-08-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2007-11-05 | 2010-08-30 |