| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-12-13 | 2013-08-31 |
| Rep | 证券交易 | 2008-04-14 | 2013-08-31 | |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 杠杆式外汇交易 | 2005-07-20 | 2008-03-17 |
| Rep | 就证券提供意见 | 2005-05-27 | 2008-03-17 | |
| Rep | 证券交易 | 2005-05-27 | 2008-03-17 |