| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Optimas Capital Limited | RO | 提供资产管理 | 2020-03-04 | - |
| RO | 就证券提供意见 | 2018-12-12 | - | |
| RO | 证券交易 | 2018-12-12 | 2023-07-07 | |
| Rep | 提供资产管理 | 2017-03-23 | 2020-03-04 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-08-20 | 2016-04-14 |
| Rep | 证券交易 | 2013-08-12 | 2016-04-14 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-08-20 | 2013-05-11 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-07-27 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2009-07-02 | 2013-05-11 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2009-07-02 | 2013-05-11 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2005-07-22 | 2009-05-11 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2005-07-22 | 2009-05-11 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2004-02-03 | 2005-03-11 |
| Rep | 就证券提供意见 | 2004-02-03 | 2005-07-20 |
已采集记录中暂无金管局登记。