| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-12-12 | 2012-07-11 |
| Rep | 证券交易 | 2011-03-02 | 2012-07-11 | |
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2007-12-10 | 2011-02-19 |
| Rep | 证券交易 | 2007-11-15 | 2011-02-19 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2006-05-06 | 2007-10-24 |