Personnel Hong Kong SFC License Details (ID 88135)

Personnel Hong Kong SFC License Details (ID 88135)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2009-08-17	2012-03-12
	Rep	就证券提供意见	2009-08-17	2012-03-12
	Rep	证券交易	2009-08-17	2012-03-12
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2009-08-17	2012-03-12
	Rep	就证券提供意见	2009-08-17	2012-03-12
	Rep	证券交易	2009-08-17	2012-03-12
Merrill Lynch (Asia Pacific) Limited	Rep	就证券提供意见	2007-06-12	2008-12-03
Merrill Lynch Far East Limited	Rep	就证券提供意见	2007-06-12	2008-12-03
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2007-05-17	2008-12-03
	Rep	证券交易	2007-05-17	2008-12-03
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2007-05-17	2008-12-03
	Rep	证券交易	2007-05-17	2008-12-03
RBS Asia Corporate Finance Limited	Rep	就机构融资提供意见	2006-12-05	2007-04-16
	Rep	证券交易	2006-12-05	2007-04-16