Yam, Vincent Wai Yuen 任維淵
证监会中央编号:AGM448
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2022-06-28 | - |
| RO | 证券交易 | 2022-06-28 | - | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-04-25 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2018-04-25 | 2022-06-28 |
| Rep | 就证券提供意见 | 2018-04-11 | 2022-06-28 | |
| Pamirs Capital (H.K.) Limited | Rep | 就证券提供意见 | 2017-07-11 | 2017-12-29 |
| Rep | 提供资产管理 | 2017-07-11 | 2017-12-29 | |
| CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2016-10-18 | 2017-05-13 |
| Rep | 提供资产管理 | 2016-10-18 | 2017-05-13 | |
| Segantii Capital Management Limited | Rep | 提供资产管理 | 2015-07-08 | 2016-02-16 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-08-05 | 2015-01-21 |
| Rep | 证券交易 | 2013-08-05 | 2015-01-21 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-11-15 | 2013-04-27 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-03-20 | 2010-11-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供资产管理 | 2003-04-01 | 2005-01-25 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-23 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-03-23 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2005-03-23 | |
| Rep | 证券交易 | 2003-04-01 | 2013-04-27 | |
| Merrill Lynch Far East Limited | Rep | 提供资产管理 | 2003-04-01 | 2005-01-25 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-23 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-03-23 | |
| Rep | 证券交易 | 2003-04-01 | 2013-04-27 |
已采集记录中暂无金管局登记。