Yau, Siu Ling 邱少玲 Hong Kong SFC License Details (ID 88145)

Yau, Siu Ling 邱少玲 Hong Kong SFC License Details (ID 88145)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch (Asia Pacific) Limited	Rep	就证券提供意见	2011-12-12	2014-04-01
Merrill Lynch Far East Limited	Rep	期货合约交易	2010-08-31	2014-04-01
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2004-12-03	2014-04-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2004-12-03	2010-08-31
FIRST SHANGHAI FUTURES LIMITED	Rep	期货合约交易	2004-07-07	2004-12-02
FIRST SHANGHAI SECURITIES LIMITED	Rep	证券交易	2004-07-07	2004-12-02
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2004-01-29	2004-07-06
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2003-07-11	2004-07-06
FT Securities Limited	Rep	就机构融资提供意见	-	2003-07-04
	Rep	就证券提供意见	-	2003-07-04
	Rep	提供资产管理	-	2003-07-04
	Rep	证券交易	-	2003-07-04
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	就期货合约提供意见	-	2003-07-04
	Rep	提供资产管理	-	2003-07-04
	Rep	期货合约交易	-	2003-07-04