| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HONG KONG ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2016-03-31 | 2017-01-20 |
| Rep | 提供资产管理 | 2016-03-31 | 2017-01-20 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-11-15 | 2012-01-03 |
| Rep | 证券交易 | 2010-10-11 | 2012-01-03 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-10-11 | 2012-01-03 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-10-11 | 2010-12-31 |