| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就机构融资提供意见 | 2013-07-09 | 2015-02-02 |
| Rep | 就证券提供意见 | 2013-07-09 | 2015-02-02 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2010-11-15 | 2012-11-07 |
| Rep | 就证券提供意见 | 2010-11-15 | 2012-11-07 | |
| Rep | 证券交易 | 2010-11-15 | 2012-11-07 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2010-11-15 | 2012-11-07 |
| Rep | 就证券提供意见 | 2010-11-15 | 2012-11-07 | |
| Rep | 证券交易 | 2010-11-15 | 2012-11-07 |