| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | Rep | 就证券提供意见 | 2022-10-06 | - |
| Rep | 证券交易 | 2021-09-17 | - | |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2020-01-09 | - |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2020-01-09 | - |
| Rep | 证券交易 | 2020-01-09 | - | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-01-04 | 2019-12-17 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2017-01-04 | 2019-12-17 |
| Rep | 证券交易 | 2017-01-04 | 2019-12-17 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-06 | 2016-07-04 |
| Rep | 证券交易 | 2007-02-16 | 2016-07-04 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-02-16 | 2010-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2006-02-27 | 2016-07-04 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 证券交易 | 2004-07-06 | 2006-02-17 |
已采集记录中暂无金管局登记。