Ying, Po Suen 應寶漩 Hong Kong SFC License Details (ID 88164)

Ying, Po Suen 應寶漩 Hong Kong SFC License Details (ID 88164)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HSBC Corporate Finance (Hong Kong) Limited	Rep	就机构融资提供意见	2017-06-02	-
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2015-02-23	2017-03-28
	Rep	就证券提供意见	2015-02-23	2017-03-28
	Rep	证券交易	2015-02-23	2017-03-28
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2015-02-23	2017-03-28
	Rep	就证券提供意见	2015-02-23	2017-03-28
	Rep	证券交易	2015-02-23	2017-03-28
Standard Chartered Securities (Hong Kong) Limited	Rep	就机构融资提供意见	2012-04-11	2015-01-08
	Rep	就证券提供意见	2012-04-11	2015-01-08
	Rep	证券交易	2012-04-11	2015-01-08
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2011-08-03	2012-01-10
	Rep	就证券提供意见	2011-08-03	2012-01-10
	Rep	证券交易	2011-08-03	2012-01-10
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2011-08-03	2012-01-10
	Rep	就证券提供意见	2011-08-03	2012-01-10
	Rep	证券交易	2011-08-03	2012-01-10