| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited | Rep | 就证券提供意见 | 2020-04-28 | 2021-11-12 |
| CLSA LIMITED | Rep | 证券交易 | 2019-09-06 | 2021-11-12 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-07 | 2018-03-13 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-05-23 | 2010-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-08-17 | 2018-03-13 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-08-17 | 2007-09-28 |