| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nine Masts Capital Limited | Rep | 提供资产管理 | 2021-08-13 | - |
| CITIC Securities International Global Markets Limited | RO | 证券交易 | 2018-02-15 | 2021-05-10 |
| Rep | 期货合约交易 | 2017-12-19 | 2021-05-10 | |
| Rep | 证券交易 | 2017-06-26 | 2018-02-15 | |
| Rep | 就证券提供意见 | 2017-06-26 | 2021-05-10 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2017-02-16 | 2017-06-25 |
| Rep | 证券交易 | 2017-02-16 | 2017-06-25 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-08-24 | 2012-01-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-07-05 | 2012-01-13 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-07-05 | 2010-08-24 |
已采集记录中暂无金管局登记。