| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-12-06 | 2012-12-07 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-11-19 | 2012-12-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-06-24 | 2012-12-07 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-06-24 | 2010-11-19 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2007-07-25 | 2010-01-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2007-07-25 | 2010-01-25 |