| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JUMP TRADING HONG KONG LIMITED | RO | 期货合约交易 | 2021-11-05 | - |
| RO | 证券交易 | 2021-11-05 | - | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-07 | 2014-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2009-08-21 | 2014-02-25 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2009-08-21 | 2014-02-25 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-08-21 | 2010-09-07 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2007-06-25 | 2009-05-22 |
| Rep | 证券交易 | 2007-06-25 | 2009-05-22 | |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2005-10-18 | 2007-03-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2005-10-18 | 2007-03-28 |
| Rep | 期货合约交易 | 2005-10-18 | 2007-03-28 |
已采集记录中暂无金管局登记。