| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2008-05-26 | 2011-09-22 |
| Merrill Lynch Far East Limited | Rep | 就证券提供意见 | 2008-05-26 | 2011-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2008-04-21 | 2011-09-22 |
| Rep | 证券交易 | 2008-04-21 | 2011-09-22 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2008-04-21 | 2011-09-22 |
| Rep | 证券交易 | 2008-04-21 | 2011-09-22 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2007-11-21 | 2008-02-15 |
| Rep | 证券交易 | 2005-05-11 | 2008-02-15 |