| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2011-11-17 | 2013-09-23 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-03-03 | 2013-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2009-07-17 | 2013-09-23 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2008-08-04 | 2009-06-03 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2008-08-04 | 2009-06-03 |