| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TFI Securities and Futures Limited | RO | 就证券提供意见 | 2023-04-03 | - |
| TFI Asset Management Limited | RO | 就期货合约提供意见 | 2023-02-06 | - |
| RO | 就证券提供意见 | 2023-02-06 | - | |
| RO | 提供资产管理 | 2023-02-06 | - | |
| TFI Securities and Futures Limited | RO | 期货合约交易 | 2020-05-05 | - |
| RO | 证券交易 | 2019-12-16 | - | |
| CEB International Capital Corporation Limited | Rep | 就证券提供意见 | 2018-10-22 | 2019-07-10 |
| Rep | 证券交易 | 2018-10-22 | 2019-07-10 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-10-04 | 2017-08-22 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-10-04 | 2017-08-22 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-10-04 | 2010-12-16 |
已采集记录中暂无金管局登记。