Personnel Hong Kong SFC License Details (ID 88222)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Eddid Securities and Futures Limited	RO	就证券提供意见	2016-12-14	2019-05-17
	RO	证券交易	2016-12-14	2019-05-17
ZHONGRONG PT SECURITIES LIMITED	RO	证券交易	2016-04-22	2016-11-16
	Rep	证券交易	2016-02-25	2016-04-22
M SECURITIES LIMITED (HK)	RO	证券交易	2015-04-14	2015-08-07
	Rep	证券交易	2015-04-08	2015-04-14
ZHONGRONG PT SECURITIES LIMITED	RO	就期货合约提供意见	2014-10-24	2015-03-05
	Rep	就证券提供意见	2014-10-24	2015-03-05
	RO	期货合约交易	2014-10-24	2015-03-05
	RO	证券交易	2014-10-24	2015-03-05
MF Global Hong Kong Limited	RO	就期货合约提供意见	2011-07-15	2011-11-11
	RO	就证券提供意见	2011-07-15	2011-11-11
	Rep	就期货合约提供意见	2008-05-05	2011-07-15
	Rep	就证券提供意见	2008-05-05	2011-07-15
	RO	证券交易	2007-04-30	2011-11-11
	RO	期货合约交易	2007-04-18	2011-11-11
	Rep	期货合约交易	2006-11-09	2007-04-18
MF Global Securities HK Limited	Rep	证券交易	2006-11-09	2007-04-30
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2005-12-01	2006-10-09
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2005-12-01	2006-10-09
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2005-07-29	2006-10-09
	Rep	期货合约交易	2005-07-29	2006-10-09
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2004-05-27	2005-07-07
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	期货合约交易	2004-05-27	2005-07-07
RBS Asia Futures Limited	Rep	就期货合约提供意见	-	2004-04-01
	Rep	提供资产管理	-	2004-04-01
	Rep	期货合约交易	-	2004-04-01

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