| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sucden Financial (HK) Limited | RO | 杠杆式外汇交易 | 2013-11-27 | 2018-02-24 |
| Rep | 期货合约交易 | 2012-12-17 | 2018-02-24 | |
| MF Global Hong Kong Limited | RO | 杠杆式外汇交易 | 2008-10-08 | 2011-12-13 |
| Rep | 杠杆式外汇交易 | 2007-04-30 | 2008-10-08 | |
| MF Global Foreign Exchange HK Limited | Rep | 杠杆式外汇交易 | 2006-11-07 | 2007-04-30 |
| MF Global Hong Kong Limited | Rep | 就期货合约提供意见 | 2006-10-13 | 2011-12-13 |
| Rep | 期货合约交易 | 2006-10-13 | 2011-12-13 | |
| CMC Markets Asia Limited | Rep | 杠杆式外汇交易 | 2005-10-10 | 2006-06-29 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | 2005-02-25 | 2005-08-15 |