| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2012-02-14 | 2019-11-01 |
| Rep | 就证券提供意见 | 2012-01-11 | 2012-02-14 | |
| MF Global Hong Kong Limited | RO | 就证券提供意见 | 2011-06-16 | 2011-11-11 |
| Rep | 就证券提供意见 | 2010-12-01 | 2011-06-16 | |
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 就证券提供意见 | 2009-03-02 | 2010-10-05 |
| Rep | 就证券提供意见 | 2008-07-25 | 2009-03-02 | |
| BEAR STEARNS ASIA LIMITED | Rep | 就证券提供意见 | 2007-07-03 | 2008-05-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 提供资产管理 | - | 2004-08-26 |
| RO | 就证券提供意见 | - | 2006-07-01 |