| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Blue Water Capital Management Limited | RO | 提供资产管理 | 2014-06-09 | 2018-11-20 |
| RICHMOND ASSET MANAGEMENT LIMITED (HK) | Rep | 提供资产管理 | 2012-08-16 | 2014-02-07 |
| MF Global Hong Kong Limited | Rep | 期货合约交易 | 2011-08-08 | 2011-11-08 |
| Rep | 证券交易 | 2011-08-08 | 2011-11-08 | |
| Instinet Alpha Trading Limited | Rep | 就证券提供意见 | 2005-06-24 | 2006-03-01 |
| Rep | 提供自动化交易服务 | 2005-06-24 | 2006-03-01 | |
| Rep | 证券交易 | 2005-06-24 | 2006-03-01 | |
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2005-06-24 | 2006-03-01 |
| Rep | 提供自动化交易服务 | 2005-06-24 | 2006-03-01 | |
| Rep | 证券交易 | 2005-06-24 | 2006-03-01 |