| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 证券交易 | 2018-03-07 | 2018-03-07 |
| Rep | 证券交易 | 2017-03-15 | 2017-03-17 | |
| MF Global Hong Kong Limited | Rep | 期货合约交易 | 2009-05-14 | 2011-11-11 |
| Rep | 证券交易 | 2009-05-14 | 2011-11-11 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2007-07-10 | 2008-12-18 |
| Rep | 证券交易 | 2007-07-10 | 2008-12-18 |