| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2018-06-28 | 2022-10-21 |
| Rep | 证券交易 | 2018-06-28 | 2022-10-21 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2015-11-16 | 2018-03-27 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2015-11-16 | 2018-03-27 |
| Rep | 证券交易 | 2015-11-16 | 2018-03-27 | |
| T.F.S. Derivatives HK Limited | Rep | 期货合约交易 | 2012-01-03 | 2014-11-30 |
| Rep | 证券交易 | 2012-01-03 | 2014-11-30 | |
| MF Global Hong Kong Limited | Rep | 期货合约交易 | 2010-09-30 | 2011-11-10 |
| Rep | 证券交易 | 2010-09-30 | 2011-11-10 |