| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RO | 期货合约交易 | 2012-01-03 | - |
| Rep | 证券交易 | 2012-01-03 | - | |
| MF Global Hong Kong Limited | RO | 就期货合约提供意见 | 2011-10-12 | 2011-11-10 |
| RO | 期货合约交易 | 2011-10-12 | 2011-11-10 | |
| Rep | 就期货合约提供意见 | 2011-05-04 | 2011-10-12 | |
| Rep | 期货合约交易 | 2009-01-02 | 2011-10-12 | |
| Rep | 证券交易 | 2009-01-02 | 2011-11-10 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2008-03-17 | 2008-08-21 |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2006-06-29 | 2008-08-21 |
| Rep | 期货合约交易 | 2006-06-29 | 2008-08-21 | |
| Rep | 证券交易 | 2006-06-29 | 2008-08-21 |