| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MAOYUAN CAPITAL (HK) LIMITED | RO | 就证券提供意见 | 2023-10-30 | 2026-06-30 |
| RO | 提供资产管理 | 2023-10-30 | 2026-06-30 | |
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供资产管理 | 2011-04-21 | 2011-12-21 |
| NNIP HONG KONG LIMITED | Rep | 就证券提供意见 | 2011-03-02 | 2011-03-09 |
| Rep | 提供资产管理 | 2011-03-02 | 2011-03-09 | |
| Rep | 证券交易 | 2011-03-02 | 2011-03-09 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-11-07 | 2010-09-08 |
| Rep | 期货合约交易 | 2008-11-07 | 2010-09-08 | |
| Rep | 证券交易 | 2008-10-02 | 2010-09-08 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2008-10-02 | 2008-11-24 |
| Rep | 期货合约交易 | 2008-10-02 | 2008-11-24 |