| Yaw Kai Financial Group Limited | RO | 提供资产管理 | 2020-09-24 | 2026-04-23 |
| RO | 就证券提供意见 | 2019-03-06 | 2026-04-23 |
| RO | 证券交易 | 2019-03-06 | 2026-04-23 |
| HONOR SECURITIES (HK) LIMITED | RO | 期货合约交易 | 2017-01-16 | 2017-06-13 |
| HONOR ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2016-08-30 | 2017-03-17 |
| Rep | 提供资产管理 | 2016-08-30 | 2017-03-17 |
| HONOR SECURITIES (HK) LIMITED | RO | 证券交易 | 2016-08-04 | 2017-06-13 |
| QMIS Asset Management Limited | Rep | 就证券提供意见 | 2015-11-30 | 2016-06-21 |
| QMIS Securities Limited | RO | 证券交易 | 2015-09-02 | 2016-06-21 |
| Rep | 证券交易 | 2015-08-04 | 2015-09-02 |
| Gong Ping Futures Limited | RO | 期货合约交易 | 2014-09-12 | 2015-07-30 |
| Gong Ping Securities Limited | RO | 证券交易 | 2014-09-12 | 2015-07-30 |
| Gong Ping Futures Limited | Rep | 期货合约交易 | 2011-12-22 | 2014-09-12 |
| Gong Ping Securities Limited | Rep | 证券交易 | 2011-03-29 | 2014-09-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2009-02-11 | 2010-06-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-02-11 | 2011-03-05 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2008-09-30 | 2010-03-01 |
| Rep | 期货合约交易 | 2008-05-20 | 2011-03-05 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-05-20 | 2011-03-05 |