Seaward, Richard John
证监会中央编号:ARV277
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 证券交易 | 2016-11-03 | 2017-06-30 |
| Parry International Trading Limited | RO | 证券交易 | 2015-11-25 | 2016-10-03 |
| Rep | 证券交易 | 2015-10-20 | 2015-11-25 | |
| Everbright Securities Investment Services (HK) Limited | RO | 就证券提供意见 | 2013-02-18 | 2015-09-27 |
| RO | 证券交易 | 2013-02-18 | 2015-09-27 | |
| Rep | 就证券提供意见 | 2012-09-12 | 2013-02-18 | |
| Rep | 证券交易 | 2012-09-12 | 2013-02-18 | |
| MIRABAUD (ASIA) LIMITED | RO | 就证券提供意见 | 2009-07-06 | 2012-08-20 |
| RO | 证券交易 | 2009-07-06 | 2012-08-20 | |
| Rep | 就证券提供意见 | 2008-11-06 | 2009-07-06 | |
| Rep | 证券交易 | 2008-11-06 | 2009-07-06 |