| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | RO | 就证券提供意见 | 2015-10-13 | 2016-07-31 |
| RO | 证券交易 | 2015-10-13 | 2016-07-31 | |
| Rep | 就证券提供意见 | 2015-07-07 | 2015-10-13 | |
| Rep | 证券交易 | 2015-07-07 | 2015-10-13 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2012-08-21 | 2015-06-13 |
| Rep | 证券交易 | 2012-08-21 | 2015-06-13 | |
| MIRABAUD (ASIA) LIMITED | Rep | 就证券提供意见 | 2009-09-29 | 2012-07-31 |
| Rep | 证券交易 | 2009-09-15 | 2012-07-31 | |
| ICAP Equities Asia Limited | Rep | 证券交易 | 2009-03-12 | 2009-08-12 |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-12-12 | 2009-03-09 |
| Rep | 证券交易 | 2008-12-12 | 2009-03-09 |