| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2014-09-22 | 2017-05-26 |
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2013-06-03 | 2014-09-20 |
| Rep | 提供自动化交易服务 | 2013-06-03 | 2014-09-20 | |
| Rep | 证券交易 | 2013-06-03 | 2014-09-20 | |
| Mirae Asset Securities (HK) Limited | RO | 证券交易 | 2009-08-14 | 2013-04-10 |
| Rep | 证券交易 | 2009-06-01 | 2009-08-14 | |
| HSBC SECURITIES (ASIA) LIMITED | RO | 证券交易 | - | 2009-01-31 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | 证券交易 | - | 2009-01-31 |