| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Golden Jade Capital Limited | RO | 就机构融资提供意见 | 2014-10-09 | 2020-07-27 |
| Mirae Asset Securities (HK) Limited | RO | 就机构融资提供意见 | 2007-10-09 | 2012-06-01 |
| RO | 就证券提供意见 | 2007-10-09 | 2012-06-01 | |
| RO | 证券交易 | 2007-01-11 | 2012-06-01 | |
| DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2003-07-02 | 2005-06-08 |
| Rep | 证券交易 | 2003-07-02 | 2005-06-08 |