| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited | Rep | 就证券提供意见 | 2011-08-11 | 2011-11-08 |
| MF Global Hong Kong Limited | Rep | 就证券提供意见 | 2011-05-03 | 2011-07-27 |
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2009-03-24 | 2010-07-14 |
| CLSA RESEARCH LIMITED | Rep | 就证券提供意见 | 2008-06-10 | 2009-03-06 |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2006-04-11 | 2008-04-16 |