| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | RO | 提供资产管理 | 2025-10-16 | - |
| Rep | 就证券提供意见 | 2020-08-03 | - | |
| Rep | 证券交易 | 2020-08-03 | - | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2017-12-05 | 2020-06-05 |
| Rep | 期货合约交易 | 2016-04-20 | 2020-06-05 | |
| Rep | 证券交易 | 2016-04-20 | 2020-06-05 | |
| SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED | Rep | 提供资产管理 | 2012-07-16 | 2014-04-14 |
| Mirae Asset Securities (HK) Limited | Rep | 就证券提供意见 | 2009-08-06 | 2011-12-01 |
| UBS SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-24 |
| Rep | 提供资产管理 | 2003-04-01 | 2005-03-24 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2009-04-07 |