Wong, Sheung Yeung 王上揚 Hong Kong SFC License Details (ID 88433)

Wong, Sheung Yeung 王上揚 Hong Kong SFC License Details (ID 88433)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Mirae Asset Securities (HK) Limited	Rep	证券交易	2011-07-22	2012-03-24
SBI China Capital Commodities Limited	Rep	期货合约交易	2008-03-11	2011-07-10
SBI China Capital Financial Services Limited	Rep	证券交易	2007-06-05	2011-07-10
SBI China Capital Securities Limited	Rep	证券交易	2007-06-05	2011-07-10
Polaris Capital (Asia) Limited	Rep	证券交易	2006-11-27	2007-03-24
SBI China Capital Financial Services Limited	Rep	就机构融资提供意见	-	2003-07-16
	Rep	就证券提供意见	-	2003-07-16
	Rep	提供资产管理	-	2003-07-16
	Rep	证券交易	-	2006-11-24
SBI China Capital Securities Limited	Rep	就机构融资提供意见	-	2003-07-16
	Rep	就证券提供意见	-	2003-07-16
	Rep	提供资产管理	-	2003-07-16
	Rep	证券交易	-	2006-11-24