| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MUFG Securities Asia Limited | RO | 就证券提供意见 | 2010-12-31 | 2016-01-30 |
| RO | 期货合约交易 | 2010-12-31 | 2016-01-30 | |
| RO | 证券交易 | 2010-12-31 | 2016-01-30 | |
| MUSHK Limited | RO | 就期货合约提供意见 | 2010-05-27 | 2011-02-28 |
| RO | 就证券提供意见 | 2010-05-27 | 2011-02-28 | |
| RO | 期货合约交易 | 2010-05-27 | 2011-02-28 | |
| RO | 证券交易 | 2010-05-27 | 2011-02-28 | |
| Rep | 证券交易 | 2007-09-14 | 2010-05-27 |