| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MUFG Securities Asia Limited | RO | 就证券提供意见 | 2010-12-31 | 2016-04-28 |
| RO | 证券交易 | 2010-12-31 | 2016-04-28 | |
| MUSHK Limited | RO | 就证券提供意见 | 2010-08-05 | 2011-02-28 |
| RO | 证券交易 | 2010-08-05 | 2011-02-28 | |
| Rep | 就证券提供意见 | 2006-07-04 | 2010-08-05 | |
| Rep | 证券交易 | 2006-06-01 | 2010-08-05 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 证券交易 | 2004-07-07 | 2006-05-30 |