| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MUFG Securities Asia Limited | RO | 就机构融资提供意见 | 2014-07-10 | 2014-12-10 |
| Rep | 就机构融资提供意见 | 2011-05-23 | 2014-07-10 | |
| Rep | 证券交易 | 2011-05-23 | 2014-12-10 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就证券提供意见 | - | 2004-08-31 |
| Rep | 提供资产管理 | - | 2004-08-31 | |
| Rep | 就机构融资提供意见 | - | 2006-04-28 | |
| Rep | 证券交易 | - | 2006-04-28 |