Li, Veronica Wai Ching 李慧貞
证监会中央编号:AHR005
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MUFG Securities Asia Limited | Rep | 就机构融资提供意见 | 2010-12-31 | 2013-05-28 |
| Rep | 就证券提供意见 | 2010-12-31 | 2013-05-28 | |
| Rep | 证券交易 | 2010-12-31 | 2013-05-28 | |
| MUSHK Limited | Rep | 就机构融资提供意见 | 2006-10-13 | 2010-12-30 |
| Rep | 就证券提供意见 | 2006-10-13 | 2010-12-30 | |
| Rep | 证券交易 | 2006-10-13 | 2010-12-30 | |
| FIRST WORLDSEC SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2006-03-31 |
| Rep | 就证券提供意见 | - | 2006-03-31 | |
| Rep | 提供资产管理 | - | 2006-03-31 | |
| Rep | 证券交易 | - | 2006-03-31 |