| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MUFG Securities Asia Limited | Rep | 就证券提供意见 | 2011-04-04 | 2012-07-10 |
| Rep | 证券交易 | 2011-04-04 | 2012-07-10 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2007-09-04 | 2009-06-02 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2004-11-23 |
| Rep | 提供资产管理 | - | 2004-11-23 | |
| Rep | 就期货合约提供意见 | - | 2006-07-18 | |
| Rep | 就证券提供意见 | - | 2006-07-18 |