| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | Rep | 证券交易 | 2015-06-30 | 2016-07-29 |
| Expedition Advisors Limited | Rep | 提供资产管理 | 2012-07-18 | 2013-08-19 |
| MIZUHO SECURITIES ASIA LIMITED | RO | 就期货合约提供意见 | 2010-03-01 | 2011-12-05 |
| RO | 就机构融资提供意见 | 2009-07-10 | 2011-12-05 | |
| RO | 就证券提供意见 | 2009-07-10 | 2011-12-05 | |
| RO | 提供资产管理 | 2009-07-10 | 2011-12-05 | |
| RO | 期货合约交易 | 2009-07-10 | 2011-12-05 | |
| RO | 证券交易 | 2009-07-10 | 2011-12-05 |