| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Shanggu Securities Limited | RO | 就机构融资提供意见 | 2018-02-05 | 2021-12-31 |
| RO | 就证券提供意见 | 2018-02-05 | 2021-12-31 | |
| RO | 证券交易 | 2018-02-05 | 2021-12-31 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2011-04-13 | 2016-08-12 |
| RO | 证券交易 | 2008-12-16 | 2016-08-12 | |
| Rep | 证券交易 | 2008-09-01 | 2008-12-16 | |
| Rep | 就机构融资提供意见 | 2008-09-01 | 2016-08-12 | |
| ICEA CAPITAL LIMITED | Rep | 就证券提供意见 | - | 2004-01-12 |
| Rep | 提供资产管理 | - | 2004-01-12 | |
| Rep | 就机构融资提供意见 | - | 2005-11-01 | |
| Rep | 证券交易 | - | 2005-11-01 |