| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | RO | 就期货合约提供意见 | 2012-12-31 | 2013-08-13 |
| Rep | 期货合约交易 | 2011-04-20 | 2013-08-13 | |
| RO | 期货合约交易 | 2010-07-13 | 2011-04-20 | |
| RO | 就证券提供意见 | 2010-07-13 | 2013-08-13 | |
| RO | 提供资产管理 | 2010-07-13 | 2013-08-13 | |
| RO | 证券交易 | 2010-07-13 | 2013-08-13 | |
| Rep | 就证券提供意见 | 2010-01-08 | 2010-07-13 | |
| Rep | 提供资产管理 | 2010-01-08 | 2010-07-13 | |
| Rep | 期货合约交易 | 2010-01-08 | 2010-07-13 | |
| Rep | 证券交易 | 2010-01-08 | 2010-07-13 | |
| Rabo Brokerage HK Limited | RO | 证券交易 | 2007-09-12 | 2008-11-01 |