| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited | Rep | 就证券提供意见 | 2022-10-25 | 2023-01-29 |
| Rep | 提供资产管理 | 2022-10-25 | 2023-01-29 | |
| Rep | 证券交易 | 2022-10-25 | 2023-01-29 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2006-10-10 | 2013-01-15 |
| Rep | 证券交易 | 2006-10-10 | 2013-01-15 | |
| Rep | 就机构融资提供意见 | 2006-09-06 | 2013-01-15 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就证券提供意见 | - | 2004-01-08 |
| Rep | 就机构融资提供意见 | - | 2006-09-01 |