| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2018-06-26 | 2019-07-04 |
| HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | 就证券提供意见 | 2015-12-11 | 2018-01-31 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2011-08-11 | 2015-06-11 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2010-05-25 | 2011-08-05 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-05-25 | 2011-08-05 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2008-09-29 | 2010-03-22 |
| Rep | 证券交易 | 2008-09-29 | 2010-03-22 |