| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2025-07-17 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2025-07-17 | - |
| Rep | 期货合约交易 | 2025-07-17 | - | |
| Rep | 证券交易 | 2025-07-17 | - | |
| Macquarie Asia Securities Limited | Rep | 就证券提供意见 | 2021-12-09 | 2025-06-03 |
| Rep | 证券交易 | 2021-12-09 | 2025-06-03 | |
| MIZUHO SECURITIES ASIA LIMITED | RO | 就证券提供意见 | 2019-09-17 | 2021-10-04 |
| RO | 证券交易 | 2019-09-17 | 2021-10-04 | |
| Rep | 就证券提供意见 | 2017-07-20 | 2019-09-17 | |
| Rep | 证券交易 | 2011-04-26 | 2019-09-17 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 证券交易 | 2008-11-18 | 2011-04-08 |