| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GPB Financial Services Hong Kong Limited | Rep | 就证券提供意见 | 2016-04-14 | 2019-01-07 |
| Rep | 证券交易 | 2016-04-14 | 2019-01-07 | |
| MIZUHO SECURITIES ASIA LIMITED | RO | 就机构融资提供意见 | 2011-11-15 | 2015-10-16 |
| RO | 就证券提供意见 | 2011-11-15 | 2015-10-16 | |
| RO | 证券交易 | 2011-11-15 | 2015-10-16 | |
| Rep | 就机构融资提供意见 | 2011-03-23 | 2011-11-15 | |
| Rep | 就证券提供意见 | 2011-03-23 | 2011-11-15 | |
| Rep | 证券交易 | 2011-03-23 | 2011-11-15 |