| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | RO | 就机构融资提供意见 | 2016-03-17 | 2020-09-18 |
| RO | 就证券提供意见 | 2016-03-17 | 2020-09-18 | |
| RO | 证券交易 | 2016-03-17 | 2020-09-18 | |
| Rep | 就机构融资提供意见 | 2016-01-08 | 2016-03-17 | |
| Rep | 就证券提供意见 | 2016-01-08 | 2016-03-17 | |
| Rep | 证券交易 | 2016-01-08 | 2016-03-17 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2015-10-30 | 2016-01-03 |
| Rep | 证券交易 | 2015-10-30 | 2016-01-03 | |
| RO | 就机构融资提供意见 | 2011-05-20 | 2015-10-30 | |
| RO | 证券交易 | 2011-05-20 | 2015-10-30 | |
| Rep | 就机构融资提供意见 | 2006-08-01 | 2011-05-20 | |
| Rep | 证券交易 | 2006-08-01 | 2011-05-20 |