| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2013-10-18 | 2017-03-15 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2013-10-18 | 2017-03-15 |
| Rep | 证券交易 | 2013-10-18 | 2017-03-15 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2013-07-18 |
| Rep | 证券交易 | 2009-06-11 | 2013-07-18 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2007-11-13 | 2013-07-18 |
| Rep | 提供自动化交易服务 | 2007-11-13 | 2013-07-24 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2007-11-13 | 2010-12-06 |
| Rep | 期货合约交易 | 2007-11-13 | 2010-12-06 |